Associate Director, Regulatory Remediation and Controls

Position Responsibilities

Regulatory Remediation Leadership : Lead global coordination and execution of regulatory remediation strategies, ensuring preparedness through mock examinations and tracking of regulatory actions.

Regulatory Engagement Management : Lead regulatory examinations and audits, ensuring readiness and timely, accurate responses through comprehensive planning and stakeholder engagement.

Business Continuity & Risk Resilience : Oversee the development of Business Continuity Plans for regulatory functions, ensuring critical processes are identified and continuity strategies are robust.

Control Design & Optimization : Drive the design and implementation of scalable preventative controls, ensuring accountability and automation of control testing for high-risk areas

Required Qualifications

Bachelor’s degree in Business, Law, Risk Management, or related field; advanced degree preferred

At least 10 years of experience in regulatory compliance, governance, audit, or risk management within financial services (insurance, banking, or related sectors)

Deep understanding of the financial services industry and regulatory landscape, with experience in regulatory examinations and remediation programs

Solid background in data analysis, compliance control frameworks, and an understanding of global regulatory frameworks. (e.g., OSFI, BSP, IC, HKMA, MAS, SEC, PBoC, NAIC, etc.)

Demonstrated ability to lead and develop high-performing teams and manage complex workflows with strong organizational skills

Professional certifications (e.g., LLB, MBA, CISA, CIA, CAMS, CRCM, CBCP) are highly desirable

Experience in controls documentation, regulatory coordination, stakeholder communication, and corrective action planning

Proficiency in data analysis and reporting tools, such as Excel and Power BI, with project management experience

Exceptional written and verbal communication skills, with expertise in negotiation, influence, and relationship management

Strong analytical and problem-solving capabilities, with a data-driven approach and unwavering ethical standards

Proven ability to work independently and collaborate across all organizational levels

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