Associate Analyst for Global Monitoring System 1 1

The opportunity

Risk Management Services (RMS) is an internal function within EY GDS (Global Delivery services), responsible for

protecting the organization from the risks that may arise from its professional practice. We work closely with all parts

of the organization to identify and manage risks, providing coordinated advice and assistance on suite of services like

Independence, Conflicts, Compliance, regulatory, policy and security issues as well as dealing with claims and queries

regarding ethics. Formed in 2007, the RMS team is growing rapidly as a Center of Excellence for all standardized

quality / compliance related activities.

This role will be part of the largest sub-service function, , Independence within Risk Management Services (RMS)

responsible for assisting EY professionals to maintain auditor objectivity by identifying and mitigating any potential

conflicts of interest that could compromise an auditor's independence. This includes assessing employee financial and

personal relationships, conducting investigations, providing guidance on resolving personal independence matters,

and monitoring for new independence threats.

RMS Independence team is currently 950+ people strong, operating from 3 countries and 5 centers’ : India (Gurugram,

Kochi, Bengaluru), Poland (Wroclaw), Philippines (Manila). The team is closely integrated with Global Independence

and has been involved in development of key Independence processes.

This role offers the opportunity to contribute to EY's reputation as an independent auditor by supporting niche

Independence profiles within a dynamic and growing environment. You'll work closely with EY professionals to

mitigate their personal independence-related risks. This will involve collaborating with senior team members and

stakeholders to resolve queries and gather information, ultimately positioning you as a subject matter expert in

Independence processes.

Your key responsibilities

An Associate Analyst / Analyst in the GMS team, will be responsible for developing a working knowledge of Personal

Independence concepts, including financial interests, family relations, and business relationships. You will execute

procedures as outlined in the EYG Independence policies, conduct research, and make updates to various EY tools and

databases used to monitor their family and financial relationships (like securities, loans, insurance policies, etc).

Through these activities, you will contribute to helping EY Professionals mitigate independence-related risks. In this

role, you will communicate with EY professionals and senior team members to resolve queries and gather information,

while learning from experienced professionals to become proficient in Independence processes.

Technical expertise

• Build good understanding of financial products and markets, such as equities, structured products, and funds,

while executing work requests & projects from initiation to completion in line with established procedures.

brokerage accounts, loans, and insurance policies, to determine the permissibility of their investments

work

family relation data such as details of securities owned and controlled, broker and deposit accounts, business

relationships, loans, insurance policies etc.

to learn quickly.

Skills and attributes for success

deadlines.

To qualify for the role, you must have

Commerce, Economics or similar educational background

Technologies and Tools

What you can look for

What we offer

EY Global Delivery Services (GDS) is a dynamic and truly global delivery network. We work across six

locations – Argentina, China, India, the Philippines, Poland and the UK – and with teams from all EY service lines,

geographies and sectors, playing a vital role in the delivery of the EY growth strategy. From accountants to coders to

advisory consultants, we offer a wide variety of fulfilling career opportunities that span all business disciplines. In

GDS, you will collaborate with EY teams on exciting projects and work with well-known brands from across the globe.

We’ll introduce you to an ever-expanding ecosystem of people, learning, skills and insights that will stay with you

throughout your career.

impact, your way.

world needs.

help others find theirs.

About EY

EY | Shape the future with confidence

EY exists to Shape the future with confidence, helping to create long-term value for clients, people and

society and build trust in the capital markets.

Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance

and help clients grow, transform and operate.

Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to

find new answers for the complex issues facing our world today.