Head of Regulatory Compliance

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A leading financial institution is seeking a Head of Regulatory Compliance to champion the organisation’s commitment to regulatory excellence and risk mitigation. This pivotal role offers you the opportunity to shape and oversee the compliance strategies that safeguard the business, ensuring adherence to all relevant laws, regulations, and internal policies. You will be instrumental in driving initiatives that protect the company’s reputation and franchise value, while also serving as Data Protection Officer. The position provides a unique platform for you to collaborate with senior leadership, influence key decisions, and make a meaningful impact on the organisation’s operational integrity. With a supportive environment that values your expertise, this is an exceptional chance to advance your career in compliance within a highly respected financial services provider.

What You'll Do

As Head of Regulatory Compliance, you will be at the forefront of shaping the organisation’s approach to regulatory adherence. Your day-to-day responsibilities will involve collaborating with various business units and senior leaders to ensure that all aspects of operations meet stringent legal standards. You will play a vital role in identifying emerging regulatory trends, conducting impact analyses with stakeholders, and updating compliance programmes as needed. By coordinating independent testing and leading investigations into breaches or incidents, you will help maintain a culture of accountability and continuous improvement. Your ability to communicate complex regulatory requirements clearly will empower teams across the business to implement effective controls. Success in this role means proactively managing risks before they materialise, protecting both reputation and operational stability while supporting innovation within a secure framework.

• Collaborate closely with the Chief Compliance Officer to prepare and update the Compliance Program, ensuring robust implementation of risk management systems across the business.
• Conduct thorough regulatory impact analyses in partnership with stakeholders, recommending effective compliance risk management activities tailored to evolving legal requirements.
• Coordinate independent testing with the Compliance Review Unit to evaluate control effectiveness and assess ongoing compliance risk throughout the organisation.
• Direct comprehensive reviews of gap assessments for new or changing regulations, substantiating controls put in place to address identified risks.
• Ensure all relevant stakeholders are fully informed about applicable regulations, understand their implications, and implement appropriate control measures to mitigate risks.
• Guide periodic reviews and tracking of compliance issues during new product launches or process changes, providing expert advice on control adequacy.
• Lead investigations into compliance breaches or violations, ensuring remedial actions are taken swiftly and effectively to prevent recurrence.
• Monitor and promptly elevate any regulatory compliance issues or status updates to the Board, Senior Management, and local regulators when necessary.
• Oversee root cause analysis of regulatory policy breaches or changes, ensuring lessons learned are integrated into future compliance practices.
• Source, identify, and remain updated on all applicable laws, rules, regulations, guidelines, standards, and group policies relevant to the organisation’s operations.

What You Bring

To excel as Head of Regulatory Compliance, you will bring extensive experience from roles focused on regulatory oversight within financial services. Your background should include substantial exposure to banking operations as well as audit or legal functions, enabling you to navigate complex regulatory environments with confidence. A track record of successfully implementing compliance programmes at managerial level will set you apart. Your interpersonal skills will allow you to build strong relationships with stakeholders at all levels while fostering a culture of transparency and accountability. Certification in bank compliance demonstrates your commitment to professional standards; your analytical abilities ensure you can interpret new regulations quickly and recommend practical solutions. Above all else, your dedication to ethical conduct and continuous learning will drive positive outcomes for both the organisation and its clients.

What Sets This Company Apart

This financial institution stands out for its unwavering commitment to integrity and operational excellence. Employees benefit from a collaborative environment where teamwork is encouraged across departments, from front-line staff through senior leadership. The company invests heavily in training opportunities designed to keep professionals up-to-date with evolving industry standards. You’ll find yourself supported by knowledgeable colleagues who value open communication and shared success. The organisation’s inclusive culture ensures everyone has access to resources needed for personal growth, whether through mentorship programmes or participation in cross‑functional projects. With flexible working arrangements available where possible, employees enjoy a healthy balance between professional responsibilities and personal wellbeing. The company’s reputation for dependability makes it an employer of choice among those seeking long‑term career advancement within financial services.

What's Next

If you are ready to take on an influential leadership role where your expertise can truly make a difference in shaping regulatory strategy, this is your moment!

Apply today by clicking on the link provided below; seize this opportunity to join an esteemed team dedicated to excellence in compliance.

Due to the high volume of applications we are experiencing, our team will only be in touch with you if your application is shortlisted.

Seniority level

Mid‑Senior level

Employment type

Full-time

Job function

Legal

Industries

Staffing and Recruiting

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