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Head Of Global Compliance Testing (Apac)
Ksearch Asia ConsultingPhilippines, Philippines10 days ago
Job descriptionJOB DESCRIPTION Develop and implement an independent APAC GCT program in coordination with the global GCT team and regional compliance functions Determine the annual APAC GCT plan, including the scheduling, scope and test steps of each review, considering both global and regional requirements as well as local policies and regulations Conduct and document GCT testing within the region and identify gaps or areas for control enhancement within the first and second lines of defense Manage a single contributor who will assist with all aspects of the APAC GCT program, ensuring proper quality of work as well as professional and personal development Partner with Audit senior management, business partners and relevant compliance functions to coordinate GCT testing Develop strong relationships with Business Units On an ad hoc basis, advise senior management and business partners on applicable laws, regulations, rules, standards and best practices which may impact their business Provide leadership to Manila Compliance and Risk teams Maintain regular connectivity with global and regional GCT teams Work in partnership with the wider Compliance, Risk and Controls teams Produce and analyze GCT reports and data for internal committees and boards Prefer knowledge of Custody, Asset Servicing, FX, Fund Administration, Brokerage businesses as well as corporate governance such as outsourcing and bank secrecy requirements. JOB QUALIFICATION Proven experience related to monitoring / testing experience including operational risk expertise General knowledge of bank compliance regulations is required; knowledge of specific topics such as payments, market abuse, privacy, AML, ABC, Sanctions, fraud is a plus Ability to make independent decisions and also to be a team player and effective communicator to ensure that issues are appropriately resolved Confidence and expertise to advise management and the business Experience providing compliance advisory and operational support Ability to deal effectively with multiple competing deadlines Attention to detail 7-10 years of related experience; management experience is a plus ACTIVE DATES
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A leading global financial institution.
Understanding of APAC regional regulations (e.g., MAS, SFC, JFSA, APRA, ASIC, Korean FSC / FSS, CBIRC / PBOC) and relevant laws
February 07,2019 - March 5, 2019
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Of Global Compliance • Philippines, Philippines