Talent.com
This job offer is not available in your country.
Compliance Officer

Compliance Officer

Ksearch Asia ConsultingPhilippines, Philippines
22 days ago
Job description

See more job openings in Banking

  • CLIENT

A leading multinational bank.

  • JOB DESCRIPTION
  • Support business development and new products, ensuring compliance with all applicable regulations;
  • Educate employees on compliance issues, in acting as contact point for compliance queries, and in establishing policies and / or written guidance about the appropriate implementation of compliance-related requirements;
  • Advise management on compliance related requirements to ensure they act in accordance with laws and regulations;
  • Monitor new legal and regulatory developments that could impact retail business;
  • Disseminate regulatory issuances on a periodic basis or as and when required;
  • Review the periodic tracking / monitoring consistent with the Compliance Charts and Self-Assessment Review checklists for made by the Department Compliance Coordinator (DCC) submission to the Chief Compliance Officer;
  • Assist in identifying and documenting the compliance risks associated with the Retail activities;
  • Provide advice with respect to compliance risks and possible remedial actions of planned retail products, services or channel introductions or modifications;
  • Coordinate / assist in the periodic regulatory examinations conducted by the BSP, other local agencies, and Corporate Audit Services
  • JOB QUALIFICATION
  • Liaises effectively with business, operations, and external parties.
  • Maintains a global prospective on all matters relating to compliance and contributes and interacts effectively with the global team.
  • Responds promptly to requests for advice and information from the business, management, other members of global team, Head of NFR, Senior Compliance Officer, and the CCO.
  • Demonstrates a breadth and depth of knowledge of all applicable laws, rules, and regulations and codes of practice, and a detailed understanding of current and anticipated local regulations.
  • Has the ability to assimilate and analyze information in an organized and methodical manner to enable critical components to be identified and acted upon.
  • Is able to communicate in an effective, coherent, and confident manner with all levels of staff and external bodies on complex matters relating to regulation and compliance.
  • ACTIVE DATES

    • January - March 2019

    Create a job alert for this search

    Compliance Officer • Philippines, Philippines