Risk and Compliance Specialist

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About the Role

The Risk & Compliance Specialist is responsible for administration of the risk and compliance framework of AIAIM PH.

• Assist the Risk and Compliance Principal in the formulation of control and monitoring procedures
• Implement monitoring procedures
• Proactively supports first-line adherence through timely preparation and dissemination of monitoring reports, reminders on action items
• Prepare regulatory and other risk and compliance reports
• Assist the Risk and Compliance Principal in disseminating new regulations
• Assist the Risk and Compliance Principal in formulating guidance for compliance procedures thereto
• Timely submission of reports
• Performs other tasks assigned by the Risk and Compliance Principal

Qualifications:

• •Bachelor’s degree in law, Finance, Business Administration, or a related field.
• •Minimum 3 years of experience in trust compliance, risk management, or investment compliance.
• •Familiarity with trust regulations and compliance frameworks.
• •Hands-on experience with investment compliance systems and related monitoring tools.
• •Strong analytical skills, with the ability to evaluate compliance risks and recommend solutions.
• •Excellent time management and organizational skills, with the ability to prioritise multiple projects simultaneously.
• •Strong verbal and written communication skills, with an ability to clearly convey compliance requirements to various collaborators

Equal Opportunity



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