Financial Compliance Auditor

BASIC SCOPE:

Provide independent and objective assurance and consulting services to evaluate and improve the effectiveness of risk management, control and governance processes related to the compliance with applicable financial-related regulations, mainly compliance with SOX 404

REGULAR DUTIES AND RESPONSIBILITIES:

OPERATIONAL:

Lead the activities in line with the compliance with financial-related regulations, mainly the Group-wide compliance with SOX 404 for the following areas:

• Planning, risk assessment and scoping
• Coordination of internal and external compliance requirements, including monitoring and reporting of progress and status, identification and resolution of issues, prompt reporting and/or escalation of issues, etc.
• Monitoring and follow through of the validation of remediation of Control Deficiencies
• Monitoring of Controls Self-Assessments and Sub-Certifications
• Year-end closing requirements and preparation of regular reports to the Audit Committee and other stakeholders
• Development and communication of advisories / guidance and other ad hoc requirements
• Administration and maintenance of HighBond SOX 404 tool and databases
• Utilize relevant applications in the preparation of reports, dashboards, etc.

FINANCIAL:

• Test and monitor the continued effectiveness of relevant internal controls over financial reporting of concerned organizational units
• Assess the financial implications of control deficiencies identified and recommend improvement
• Communicate results and monitor the remediation of noted deficiencies in the design and / or operating effectiveness of relevant internal controls over financial reporting

ADMINISTRATIVE:

• Ensure compliance with policies and procedures of Internal Audit and the Company.

CUSTOMER (INTERNAL/EXTERNAL):

• Advise, educate, and train process owners on risk assessments and internal controls
• Build business partnership by understanding internal clients' organizational structure, functions, roles and responsibilities.

Performs other related duties and responsibilities that may be assigned from time to time.

Education

• College graduate preferably in Accounting, Internal Auditing, Finance, Economics, Business Administration, or related field
• At least 4 to 5 years auditing experience, preferably with at least 2 years in a supervisory role
• Experience working in telecommunications will be an advantage
• Preferably with working experience in assessing compliance with applicable financial-related regulations, mainly compliance with SOX 404