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Head of Compliance and Audit

Head of Compliance and Audit

Cobden & Carter InternationalQuezon City, Metro Manila, Philippines
12 hours ago
Job description

About the job Head of Compliance and Audit

Responsibilities :

Compliance Manager makes sure companies and organizations operate in full compliance with legal regulations and industry-specific guidelines. They also monitor internal policies and bylaws. In the event of regulatory risks or misconduct, compliance officers address concerns and find solutions to these challenges.

Compliance & Audit Management :

  • Oversees the Organizations Compliance Management Program, and ensures the Organizations compliance with regulatory, corporate, and ethical standards.
  • Serves as the main intermediary between the Organization and all relevant third parties in the area of compliance.
  • Serves as the Organizations Subject Matter Expert for compliance,and interprets the requirements of new standards and ensures the Organizations readiness to comply.
  • Directs the Organizations resources to meet regulatory, corporate, and ethical compliance requirements.
  • Serves as the Organizations main point of Contact for the implementation of the requirements of the Data Privacy Act.
  • Ensures that all relevant performance reports for compliance are communicated to relevant internal and external stakeholders
  • Leads the Organizations Audit program and ensures regular audits are conducted across all levels of the Organization to support existing regulatory, corporate, and ethical compliance requirements.

Compliance Certifications Management

  • Directs the Organizations efforts to achieve and maintain certification to global standards such as ISO 9001 : 2015, ISO 27001 : 2022, and other similar standards.
  • Ensures all logistical and administrative requirements to support the certification program are completed.
  • Policies and Procedures Management :

  • Develops, reviews and implements policies, procedures, and related documents pertaining to compliance, and ensures that these documents are disseminated to relevant stakeholders.
  • Oversees the Organizations Document Management Program and ensures that the Organizations Documents are controlled and updated.
  • Oversees the reviews of all documents to ensure compliance to regulatory, corporate, and ethical compliance requirements.
  • Serves as the main point of contact in the implementation of the Organizations Risk Management Program.
  • Ensures all significant risks in the organization are identified, analyzed, and is controlled through the implementation of mitigation action plans
  • Ensures the Organizations Risk Registry is updated
  • Ensures implemented Risk Control plans are effective
  • Ensures necessary reports for monitoring effectiveness of the Risk Management Program are communicated to all relevant stakeholders.
  • Administrative Tasks

  • Develops and implements the training program in support of the Organizations Compliance and Audit
  • Ensures that the members of the Compliance and Audit Teams competency is updated
  • Ensures that management reviews of the effectiveness of the Audit and Compliance Program is reported to the Organizations Leadership and all relevant stakeholders
  • QUALIFICATIONS

  • Graduate level of intellect preferably with a higher degree in a management discipline or a professional qualification.
  • Bachelor's degree in Finance, Accounting, Library Science, Industrial Engineering or a related field required
  • Audit Background with strong investigative / probing skills.
  • Work setup :

  • Work shift : Dayshift
  • Work Set-up : Monday to Friday - Hybrid 4x a week onsite
  • Location : Quezon City
  • By Applying, you give consent to collect, store, and / or process personal and / or sensitive information for the purpose of recruitment and employment may it be internal to Cobden & Carter International and / or to its clients. Kindly visit and read our Consent Form for us to process your application.

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    Head Of Audit • Quezon City, Metro Manila, Philippines

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