Asia Pacific Head of GFX - Risk and Compliance
HSBCDavao City, Davao Region, Philippines2 days ago
Job descriptionFailure to have proper Compliance coverage and expertise could lead to regulatory risk. Ensure compliance is a core focus in the areas of responsibility and embedded into the culture of the organization. Ensure positive and professional working relationships with internal and external stakeholders incl Compliance function colleagues and regulators. Maintain active participation and good attendance in assigned committees and working groups, provide oversight and control as it relates to compliance policies, procedures, risk management and regulatory requirements. Markets Securities Services with the principal focus on GFX and EM Rates. Maintain contact with key Stakeholders and Compliance Management to identify, communicate and elevate status, progress, risks and issues incl. material and significant breaches or potential breaches of regulations. Assist with policy decisions and business solutions so that key stakeholders are bought into decisions that optimise effectiveness for HSBC. Analyse stakeholder goals vs. regulatory requirements to effectively manage expectations and address any misalignment. Conduct investigative work on specific issues, incidents or regulatory concerns as they arise as an integral element of a forward looking risk management framework. Foster good relations with global and regional regulators. Work collaboratively across peer group(s) and organisation. Strong personality to be able to cope with the demands of facing the business in challenging situations. Able and willing to identify and undertake the necessary actions to provide solutions needed to discharge effective compliance advice to the businesses. Appropriate interpersonal skills to be able to integrate into an existing close team and smoothly implement change. Undertake line management responsibility, if and when assigned from time to time, for Compliance officers in the Markets Securities Services advisory teams including motivation and performance management in accordance with HSBC’s policies and requirements. Mentor other Markets Securities Services team members. Demonstrate GFX and EM Rates advisory compliance experience in associated products and product lines. Knowledge of applicable rules in relation to Cash FX, FX options, Commodities, EM Rates – Cash and Derivatives. Investigative and regulatory supervisory skills to undertake reviews of specific business activities and conduct. Ambition to enhance compliance knowledge and skills in a rapidly changing and dynamic Markets environment. Work across all levels of the organization to understand cross-functional linkages and interdependencies, as well as the implications of Compliance risk at both a strategic level and at the business unit level. Demonstrate excellent interpersonal, communication and influencing skills and confidence to deal with senior and executive level staff to defend guidance, sell the benefits of Compliance risk management and challenge their operating environment. Ability to lead and motivate compliance officers with a reporting line into the role.
Asia Pacific Head of GFX – Risk and Compliance
Join HSBC to apply for the Asia Pacific Head of GFX – Risk and Compliance role.
We are currently seeking an experienced individual to join our Risk and Compliance function in the role Asia Pacific Head of GFX – Risk and Compliance .
Role Purpose
- Form part of the Global and Regional MSS Compliance team that provides independent oversight and challenge of risk management practices across the Asia Pacific GFX and Securities Financing within Markets Securities Services businesses, Global Functions and / or jurisdictions within the second line of defence to obtain reasonable assurance that they are operating in line with relevant laws, regulations, codes and HSBC Group Standards.
- Act as the SME for Markets Securities Services Compliance to drive the global and regional approach in challenge, guidance, support and interpretation to the Markets Securities Services businesses, Global Functions and / or jurisdictions; co-ordinate with equivalent counterparts in other compliance teams to ensure a consistent, best practice and ‘joined‑up’ approach.
- Partner with regulatory change and other regulatory SMEs to understand new and revised regulatory requirements, codes of practice etc. ensuring changes and impacts are disseminated to the appropriate businesses, functions and / or jurisdictions.
Principal Accountabilities & Responsibilities
Customers / Stakeholders
Leadership & Teamwork
Knowledge & Experience / Qualifications
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website. Issued by The Hongkong and Shanghai Banking Corporation Limited.
#J-18808-Ljbffr
Create a job alert for this search
Head Of • Davao City, Davao Region, Philippines
Related jobs
HAMERKOP IS AN ENABLER - AN INDEPENDENT TECHNICAL CONSULTANCY OPERATING WORLDWIDE.Headquartered in London & with offices in Singapore, HAMERKOP supports carbon project developers in the Global Sout...Show moreLast updated: 30+ days ago
- Promoted
Chief Technology Officer (Philippines)
VanigentDavao City, Davao Region, Philippines Chief Technology Officer (Philippines).We’re hiring a visionary tech leader to transform how technology drives business growth, product excellence, and digital security within our fast‑moving pharm...Show moreLast updated: 30+ days ago
- Promoted
Business Development Specialist (Chinese and Malay)
David Kennedy RecruitmentDavao City, Davao Region, Philippines David Kennedy Recruitment is working with a young financial / FX company led by a management team with over 20 years of experience.
Their mission is to simplify trading complexities and deliver excell...Show moreLast updated: 30+ days ago
- Promoted
Head of Global Supply Chain (E-commerce)
CraftiDavao City, Davao Region, Philippines Head of Global Supply Chain (E-commerce).Head of Global Supply Chain (E-commerce).Remote | Full-time | 130,000 - 200,000 PHP / month.
We're looking for an experienced Head of Global Supply Chain (Ecom...Show moreLast updated: 7 days ago
- Promoted
Head of Digital
Nexus Recruitment GroupDavao City, Davao Region, Philippines Are you ready to lead a dynamic digital team and shape the future of marketing strategy? We're looking for a visionary.In this high-impact role, you'll spearhead the development and execution of cu...Show moreLast updated: 30+ days ago
- Promoted
Freelance Recruitment Partner (South East Asia)
David Kennedy RecruitmentDavao City, Davao Region, Philippines Hey there! David Kennedy Recruitment is on the lookout for an amazing Freelance Recruitment Partner to join our team.If you're a true hunter and love connecting talented individuals with our client...Show moreLast updated: 30+ days ago
- Promoted
Head of Asia Sales - iGaming
BettingJobsDavao City, Davao Region, Philippines BettingJobs Manila, National Capital Region, Philippines.The role is based remotely in Asia.Develop and execute comprehensive commercial strategy to achieve revenue targets and market share growth....Show moreLast updated: 17 days ago
Philippines Senior Consultant – Forest management & carbon markets
Hamerkop Climate ImpactsDavao City, Davao Region, PHQuick Apply
- Promoted
Business Development Manager (Filipino)
David Kennedy RecruitmentDavao City, Davao Region, Philippines David Kennedy Recruitment is working with an award-winning multi-licensed, broker who offers online CFD trading on FX, crypto, oil, metals, shares, and indices and seeking to onboard Filipino spea...Show moreLast updated: 30+ days ago
- Promoted
Director, Digital Assets and Currencies Engineering
HSBCDavao City, Davao Region, Philippines Director, Digital Assets and Currencies Engineering.Director, Digital Assets and Currencies Engineering.Lead engineering for digital asset and currency (DACs), working across HSBC with the engineer...Show moreLast updated: 12 days ago
- Promoted
Global Head of GSI Alliances
CanonicalDavao City, Davao Region, Philippines Be among the first 25 applicants.Canonical is a leading provider of open source software and operating systems to the global enterprise and technology markets.
Our platform, Ubuntu, is very widely u...Show moreLast updated: 30+ days ago
- Promoted
Director, Falcon Cloud Security (Remote)
CrowdStrikeDavao City, Davao Region, Philippines As a global leader in cybersecurity, CrowdStrike protects the people, processes and technologies that drive modern organizations.
Since 2011, our mission hasn’t changed — we’re here to stop breaches...Show moreLast updated: 9 days ago
- Promoted
Head of Security (Fully Remote)
EXUS LtdDavao City, Davao Region, Philippines EXUS is an enterprise software company.EXUS launched its Financial Suite (EFS) in 2003 to support financial entities worldwide and improve results.
EXUS Financial Suite (EFS) is trusted by risk prof...Show moreLast updated: 30+ days ago
- Promoted
Head of Finance - Telos Media
Telos MediaDavao City, Davao Region, Philippines From established hits like SolarBalls (1.M+ subscribers, 12 languages, hundreds of millions of views, merchandise success, and now expanding onto streaming platforms), to our new but rapidly growin...Show moreLast updated: 30+ days ago
- Promoted
Chief Technology Officer (Philippines)
Vanigent BiopharmDavao City, Davao Region, Philippines We\'re Hiring : Chief Technology Officer (CTO).Location : Philippines - remote | Full-Time.Are you a visionary tech leader ready to shape the future of innovation in the pharmaceutical industry? Join...Show moreLast updated: 30+ days ago
- Promoted
Head of Credit Operations
BH PropertiesDavao City, Davao Region, Philippines BH Properties is a privately held commercial real estate investment firm focused on value-add acquisitions in office, industrial, retail, and multi-family properties throughout the Western United S...Show moreLast updated: 30+ days ago
- Promoted
Head of Finance and Operations – 30 hours – fully remote
Charity PeopleDavao City, Davao Region, Philippines A growing £1million turnover charity dedicated to the health and wellbeing of children and adults through the healing power of music has newly created a Head of Finance and Operations role.This rol...Show moreLast updated: 17 days ago
- Promoted
Head of Proposition and Commercialisation, Hong Kong, Global Payments Solutions
HSBCDavao City, Davao Region, Philippines Head of Proposition and Commercialisation, Hong Kong, Global Payments Solutions.Lead a team of professional Proposition and Commercialisation Managers to define and establish client and account pro...Show moreLast updated: 7 days ago
- Promoted
Business Development Manager (Filipino & Chinese)
David Kennedy RecruitmentDavao City, Davao Region, Philippines David Kennedy Recruitment is working with an award-winning multi-licensed, broker who offers online CFD trading on FX, crypto, oil, metals, shares, and indices and seeking to onboard Filipino & Ch...Show moreLast updated: 30+ days ago