Head, Compliance Review

Your Role

The Head, Compliance Review is responsible to execute and implement the monitoring / quality assurance / review, and advisory of regulatory and AML / CFT compliance practices throughout Maybank Philippines Incorporated (MPI). The incumbent shall work closely with Management, related business units as well as local Regulators where applicable as part of the incumbent’s accountability to assist Chief Compliance Officer in managing MPI’s regulatory compliance risk

Your Impact

• Perform assessment and verification, on risk-based approach, to assess the effectiveness of the control measures and the level of MPI’s compliance with applicable laws, rules, regulations and standards and report any non-compliance gaps and courses of action taken or to be taken by concerned units to Senior Management and the Board of Directors.
• Recommend and provide value-adding feedback for improvements to business units on managing and mitigating regulatory and AML / CFT compliance risks effectively
• Provide ad-hoc training (on-the-job or briefings) in the course of the compliance review to increase compliance awareness or provide clarity on certain regulatory requirements.
• Upon instruction by Chief Compliance Officer / Internal Audit / Senior Management, to perform investigation on any reported incidences / potential regulatory breach
• Independently or in collaboration with Internal Audit, investigate and assess the facts of the incident, identify root cause and take necessary rectification actions (in collaboration with stakeholders) to address the issue
• Resolve and report to Board / Senior Management on timely basis

Your Profile

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